Anthony Petsis and Associates, Inc.
Anthony Petsis and Associates, Inc. was founded with the goal of assisting our clients in every aspect of their financial lives. We’ve provided the most personal service available, thus earning a reputation for excellence in our industry. For each of our clients we strive to help create financial stability and security to provide financial independence. Anthony Petsis supervises representatives in the Eastern US and maintains the Office of Supervisory Jurisdiction (OSJ) for Royal Alliance Associates, Inc. |
Choice Companies, LLC.
Ashli S. Wheaton is an OSJ Manager and Investment Advisor Representative with Royal Alliance Associates, Inc.. She currently supervises the activities of fifteen securities representatives in Middle Tennessee, Connecticut, Pennsylvania, New Jersey and Massachusetts. |
Financial Industry Regulatory Authority
FINRA is the largest independent regulator for all securities firms doing business in the United States. We oversee nearly 5,000 brokerage firms, 175,000 branch offices and 680,000 registered securities representatives. Our chief role is to protect investors by maintaining the fairness of the U.S. capital markets. |
Jersey Benefits Advisors
Jersey Benefits Advisors is a trade name registered in the State of New Jersey to help clients understand the myriad of investment choices available to them. John H. Kaighn is a Registered Representative and an Investment Advisor Representative of Royal Alliance Associates, Inc. |
Lincoln Financial Group
A good retirement income strategy needs to generate two to three decades of sustainable income. It should help to protect your assets from inflation, market volatility and savings withdrawal rates that may leave little or nothing for later retirement years or a personal legacy. |
NASDAQ
This is the homepage for the NASDAQ stock market. Get quotes, research, news and other information on numerous stocks. There is also a wealth of information to help investors make more informed investment decisions. |
New York Stock Exchange
NYSE Euronext, the holding company created by the combination of NYSE Group, Inc. and Euronext N.V., was launched on April 4, 2007. NYSE Euronext (NYSE/New York and Euronext/Paris: NYX) operates the world ' s largest and most liquid exchange group and offers the most diverse array of financial products and services. NYSE Euronext, which brings together six cash equities exchanges in five countries and six derivatives exchanges, is a world leader for listings, trading in cash equities, equity and interest rate derivatives, bonds and the distribution of market data. |
Osaic. Inc.
Osaic, Inc. is one of the largest networks of independent wealth management firms in the United States. Starting this fall, each of the current wealth management firms previously under Advisor Group will transition into Osaic Wealth, Inc. The firm notes that it has a well-crafted plan to ensure a smooth transition of financial professionals' businesses, without the need for repapering accounts. The individual firms will unify under the new brand in phases over the next 18-24 months. |
Pershing, LLC. a BNY Mellon Company
You want your business to achieve its maximum potential. That is why you need a partner who delivers maximum support—a partner like Pershing, committed to helping you grow your business without limits.
Leadership
Pershing is the industry's largest global business solutions provider, with more customers who clear with us than with any other firm. We offer unequaled experience built over seven decades of serving financial organizations of every size and business model.
Strength
You can gain confidence from our financial position. Pershing has approximately $873* billion in assets under administration. Our parent company, The Bank of New York Mellon Corporation, has $22.4 trillion in assets in custody.
Scale
Pershing's market leadership enables us to make an exceptional investment in your success. We offer state-of-the-art technology, a highly reliable and scalable infrastructure, and a host of innovative products and services to help you expand your offering.
Commitment
We exclusively serve financial organizations, money managers, and registered investment advisors, with no retail lines of business to distract us, and no proprietary trading for our own book of business. Our success completely depends on yours.
Service
Our story begins and ends with our people. Pershing invests in a high-touch, dedicated service model, and takes a consultative approach to helping you succeed. Our long associate tenures let you build lasting relationships with experienced professionals who know your business.
Global Reach
We are the industry's largest global outsourcing provider, serving more than 200 international financial organizations and doing business in more than 60 markets. Turn to us for a one-stop, full-service global solution with integrated, multicurrency clearing and execution, plus a full range of global resources.
|
Royal Alliance Associates, Inc. is now Osaic Wealth, Inc.
It's your goal, and we'll help you get there. Osaic Wealth, Inc. is committed to helping you succeed. We are a full-service broker/dealer, and our Registered Representatives & Investment Advisor Representatives have access to the latest in technology, outstanding products, and committed support and service. But there's more—it's why so many of our Reps stay with Osaic Wealth, Inc., and why you'll want to join us. |
S2S Media
Sight2Site Media offers professional expertise for all of your web, media development, graphic design and online marketing needs. They offer many interactive media solutions, including Website Development, eCommerce, Social Media Consulting and Search Engine Marketing.. |
Securities and Exchange Commission
The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. |
Securities Investors Protection Corporation
SIPC is an important part of the overall system of investor protection in the United States. While a number of federal, self-regulatory and state securities agencies deal with cases of investment fraud, SIPC's focus is both different and narrow: Restoring funds to investors with assets in the hands of bankrupt and otherwise financially troubled brokerage firms. The Securities Investor Protection Corporation was not chartered by Congress to combat fraud. |
The Bank of New York Mellon
BNY Mellon (NYSE symbol: BK) is a global leader in providing a comprehensive array of services that enable institutions and individuals to manage and service their financial assets in more than 100 markets worldwide.
We strive to be the global provider of choice for investment management and investment services and be recognized for our broad and deep capabilities, superior client service and consistent outperformance versus peers.
Our global client base consists of financial institutions, corporations, government agencies, endowments and foundations and high-net-worth individuals.
Pershing, the clearing firm for Transamerica Financial Advisors, Inc., is a BNY Mellon company and is a leading clearing firm in the US, UK, Ireland and Australia. |
Transamerica Life Insurance Company
Transamerica Life Insurance Company is one of the company's whose products we use to protect client assets and provide for lifetime income. Let they're expertise and innovation help you grow and protect your assets at the most crucial stage of your life. |
Vision 2020
Advisor Portal for Royal Alliance Associates, Inc. |
|
|
|
*Jersey Benefits Advisors is a trade name for J/M Kaighn, Inc. a corporation registered in the State of New Jersey, and Jersey Benefits Group, Inc. is a corporation registered in the State of NJ.
*John H. Kaighn is a Registered Representative and an Investment Advisor Representative of Osaic Wealth, Inc. Securities and investment advisory services offered through Osaic Wealth, Inc. member FINRA/SIPC. Osaic Wealth, Inc. is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic Wealth, Inc.
*Insurance services provided by Jersey Benefits Group, Inc., a Licensed Insurance Producer in the State of New Jersey.
*John H. Kaighn is licensed to offer securities through Osaic Wealth, Inc. in the states of DE, FL, IL, MD, NC, NJ, NY, and PA., as well as investment advisory services in NJ. This Website should not be considered a solicitation for securities business or investment advisory services in any other state.
*This web page offers links to other companies. Once a hyperlink is activated, you will be leaving Jersey Benefits Group, Inc., and operate outside Jersey Benefits Group, Inc. Website. Jersey Benefits Group, Inc. is not responsible for the validity, completeness or accuracy of any information provided on those sites to which you may link. Furthermore, Jersey Benefits Group, Inc., Jersey Benefits Advisors and Osaic Wealth, Inc. shall not be liable for any direct or indirect system damage or other problems you may incur as a result of linking to any other website, including any consequences arising from your accessing third party technologies, sites, information and programs made available through Jersey Benefits Group, Inc.
*Click here to view Form ADV Part 2
*Click here to view Form CRS for Osaic Wealth, Inc.
|
 |
|
|
